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Policies

All Policies

12 documents

  1. INTERNAL POLICIES & PROCEDURES View PDF
  2. CLIENT CODE MODIFICATION & ERROR CODE POLICY View PDF
  3. FRAUD PREVENTION POLICY View PDF
  4. GUIDANCE NOTE-DO's AND DON'Ts FOR TRADING ON THE EXCHANGE View PDF
  5. INTERNET WIRELESS TECHNOLOGY View PDF
  6. POLICIES PROCEDURE View PDF
  7. POLICY FOR PRE-FUNDED INSTRUMENTS View PDF
  8. POLICY ON CONFLICT OF INTEREST View PDF
  9. RIGHTS AND OBLIGATIONS View PDF
  10. RISK DISCLOSURE DOCUMENT View PDF
  11. RMS POLICY View PDF
  12. INACTIVE POLICY View PDF
National Stock Exchange of India Limited
Membership Id : 10080
Attention Investors :
1) Prevent unauthorized transactions in your account — Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day | 2) KYC is one time exercise while dealing in securities market – once KYC is done through a SEBI registered intermediary, you need not undergo the same process again when you approach another intermediary | 3) Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. | 4) Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. | 5) Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. Issued in the interest of Investors

REGISTRATION NOS: SEBI Registration No: INZ000212432 | CIN: U65990TG1997PTC028114 | NCDEX Membership : 01310